『Data Driven Compliance』のカバーアート

Data Driven Compliance

Data Driven Compliance

著者： Tom Fox
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 Welcome to Data Driven Compliance, the newest edition to the Compliance Podcast Network. In this podcast we will discuss how to use data to improve and enhance the effectiveness of your compliance program, creating greater business efficiency, all leading to more return on the investment for your compliance regime. Join host Tom Fox as he explores how data will drive your compliance program to the next level. 経済学
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  • Fraud vs. Compliance Risk Assessments: Understanding Key Differences and Best Practices

    Fraud vs. Compliance Risk Assessments: Understanding Key Differences and Best Practices
    2025/09/26
    Welcome to Season 2 of the award-winning Data Driven Compliance. In this new season we will look at the new Failure to Prevent Fraud offense. Join host Tom Fox as we explore this new law and how to comply with it through the lens of data driven compliance. This podcast is sponsored by Kona AI. In this episode of Season 2, I am joined by Jonathan Marks from BDO. Today we look at the distinctions between fraud risk assessments and compliance risk assessments. Despite initial similarities in dealing with risk controls and governance, the two are fundamentally different in purpose, methodology, and impact. We explore how compliance risk assessments ensure organizations follow laws, regulations, and policies, while fraud risk assessments focus on identifying, assessing, and prioritizing potential fraudulent activities. Key elements such as fraud schemes, concealment techniques, conversion motivations, and red flags are discussed. Additionally, we emphasize the need for specialized skills and experience in conducting these assessments and highlight the role of continuous improvement in strengthening organizational resilience against both compliance and fraud risks. Key Highlights · Understanding Fraud Risk Assessments · Key Elements of Fraud Schemes · Identifying and Evaluating Red Flags · Connecting Red Flags to Controls · Compliance Risk Assessments Explained · Differences Between Compliance and Fraud Risk Assessments Resources: BDO Jonathan Marks on LinkedIn New Considerations for Companies with U.K. Ties: Home Office Issues Guidance to Organisations on the Offence of Failure to Prevent Fraud Kona AI, a Covasant company Click here for KonaAI White Paper Rethinking Compliance: Practical Steps for Adapting to the UK's New Fraud Legislation Connect with Tom Fox on LinkedIn
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    22 分
  • The Failure to Prevent Fraud Offense: Insights for US General Counsels with Mike DeBernardis

    The Failure to Prevent Fraud Offense: Insights for US General Counsels with Mike DeBernardis
    2025/08/22
    Welcome to Season 2 of the award-winning Data Driven Compliance. In this new season, we will look at the new Failure to Prevent Fraud offense. Join host Tom Fox as we explore this new law and how to comply with it through the lens of data-driven compliance. Kona AI sponsors this podcast. In this episode of Season 2, Tom Fox is joined by Mike DeBernardis, Partner at Hughes Hubbard & Reed. In this episode, Tom and Mike look at the specific offenses listed in the Failure to Prevent Fraud Offense and translate them into US-legalese. They discuss common misunderstandings among US lawyers, the broad jurisdictional scope, and specific fraud types under UK law, such as fraud by false representation, failure to disclose information, and abuse of position. They also emphasize the importance of risk assessments for US companies with UK operations to ensure compliance and avoid legal repercussions, and also touch on the potential geopolitical implications and the necessity of having robust policies and procedures to prevent fraud. Key highlights: Fraud by False Representation Fraud by Failing to Disclose Information Fraud by Abuse of Position and Obtaining Services Dishonestly Corporate Fraud: Participation, Accounting, and Trading Risk Mapping and Compliance Strategies Resources: Hughes, Hubbard & Reed Mike DeBernardis on LinkedIn New Considerations for Companies with U.K. Ties: Home Office Issues Guidance to Organisations on the Offence of Failure to Prevent Fraud konaAI, a Covasant company Click here for konaAI White Paper Rethinking Compliance: Practical Steps for Adapting to the UK’s New Fraud Legislation Connect with Tom Fox on LinkedIn
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    22 分
  • James Tillen on the Importance of Cross-Functional Collaboration in Complying with the FTPF Offense

    James Tillen on the Importance of Cross-Functional Collaboration in Complying with the FTPF Offense
    2025/08/15
    Welcome to Season 2 of the award-winning Data Driven Compliance. In this new season, we will look at the new Failure to Prevent Fraud offense. Join host Tom Fox as we explore this new law and how to comply with it through the lens of data driven compliance. This podcast is sponsored by konaAI. In this episode of Season 2, Tom Fox is joined by James Tillen, a member at Miller & Chevalier. James emphasizes the critical need for cross-functional collaboration within organizations for compliance professionals. It explains that simply focusing on one’s compliance program is insufficient. Instead, engaging with various internal departments and possibly external experts is essential to effectively manage compliance risks, including those associated with the failure to prevent fraud. Key highlights: Why US multinationals need to pay attention Cross-Functional Collaboration Identifying Key Internal Collaborators Engaging Internal and External Experts Jurisdiction Resources: Miller & Chevalier James Tillen on LinkedIn New Considerations for Companies with U.K. Ties: Home Office Issues Guidance to Organisations on the Offence of Failure to Prevent Fraud konaAI, a Covasant company Click here for the konaAI White Paper Rethinking Compliance: Practical Steps for Adapting to the UK’s New Fraud Legislation. Connect with Tom Fox on LinkedIn
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    23 分
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