『Data Driven Compliance』のカバーアート

Data Driven Compliance

Data Driven Compliance

著者： Tom Fox
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 Welcome to Data Driven Compliance, the newest edition to the Compliance Podcast Network. In this podcast we will discuss how to use data to improve and enhance the effectiveness of your compliance program, creating greater business efficiency, all leading to more return on the investment for your compliance regime. Join host Tom Fox as he explores how data will drive your compliance program to the next level. 経済学
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  • Navigating the Failure to Prevent Fraud: Key Insights and Implications

    Navigating the Failure to Prevent Fraud: Key Insights and Implications
    2025/11/03
    Welcome to Season 2 of the award-winning Data Driven Compliance. In this new season, we will examine the new Failure to Prevent Fraud offense. Join host Tom Fox as we explore this new law and how to comply with it through the lens of data-driven compliance. This podcast is sponsored by konaAI. In this concluding episode of Season 2, Tom Fox is joined by Steptoe LLP partners Zoe Osborne, Judy Krieg, and Matt Galvin for an in-depth discussion on the UK’s new fraud prevention offense. The panel explores the jurisdictional reach of the law, highlighting the broad scope that can impact U.S. companies, even those with limited ties to the UK. They delve into the roles of potential enforcers such as the Serious Fraud Office, the Crown Prosecution Service, and the Financial Conduct Authority. Practical advice is shared on leveraging AI for compliance, maintaining robust fraud prevention measures, and documenting decision-making processes to ensure transparency and accountability. This episode provides comprehensive insights essential for corporate compliance professionals navigating these complex regulatory landscapes. Key highlights: Overview of Failure to Prevent Fraud Offense Enforcement Agencies and Their Roles Technological Solutions for Fraud Prevention UK DPA Process and Jurisdictional Issues Resources: Steptoe LLP Matt Galvin Zoe Osborne Judy Krieg Click here for konaAI White Paper Rethinking Compliance: Practical Steps for Adapting to the UK's New Fraud Legislation Connect with Tom Fox on LinkedIn
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    36 分
  • Navigating Self-Disclosure Under the FTPF and Updated ECCT

    Navigating Self-Disclosure Under the FTPF and Updated ECCT
    2025/10/10
    Welcome to Season 2 of the award-winning Data Driven Compliance. In this new season we will look at the new Failure to Prevent Fraud offense. Join host Tom Fox as we explore this new law and how to comply with it through the lens of data driven compliance. This podcast is sponsored by Kona AI. In this episode of Season 2, I am joined by Simon Airey and Caitlin Sheard, partners at McDermott, Will and Schulte and both experts in the fields of investigation and compliance from both sides of the Atlantic. We take a deep dive into their recent article, 'Cross Atlantic Impact, DOJ and SFO, Self-Reporting and Enforcement Priorities,' exploring the critical topic of self-disclosure in the context of both U.S. and UK jurisdictions. The discussion covers the incentives for self-reporting under the DOJ's updated policies, the Serious Fraud Office's new guidance on voluntary disclosure in the UK, and the broadening scope of anti-economic crime laws, including the UK's significant changes effective from 2023. The conversation highlights the complexities and strategic challenges companies face in making self-disclosure decisions, the emerging enforcement focus on cartels and economic crimes, and the ongoing robust enforcement of anti-corruption laws such as the FCPA and the UK Bribery Act. Key Highlights · Discussion on Self-Disclosure Incentives · Challenges and Implications of Self-Disclosure · Changes in UK Law and Its Impact · Global Self-Disclosure Strategies Resources: McDermott, Will and Schulte Simon Airey Caitlin Shread Cross-Atlantic Impact: DOJ and SFO Self-Reporting and Enforcement Priorities Click here for KonaAI White Paper Rethinking Compliance: Practical Steps for Adapting to the UK's New Fraud Legislation Connect with Tom Fox on LinkedIn
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    33 分
  • Fraud vs. Compliance Risk Assessments: Understanding Key Differences and Best Practices

    Fraud vs. Compliance Risk Assessments: Understanding Key Differences and Best Practices
    2025/09/26
    Welcome to Season 2 of the award-winning Data Driven Compliance. In this new season, we will look at the new Failure to Prevent Fraud offense. Join host Tom Fox as we explore this new law and how to comply with it through the lens of data-driven compliance. KonaAI sponsors this podcast and is joined by Jonathan Marks from BDO. Today, we look at the distinctions between fraud risk assessments and compliance risk assessments. Despite initial similarities in risk control and governance, the two are fundamentally different in purpose, methodology, and impact. We also explore how compliance risk assessments ensure organizations follow laws, regulations, and policies, while fraud risk assessments focus on identifying, assessing, and prioritizing potential fraudulent activities. Key elements, including fraud schemes, concealment techniques, conversion motivations, and red flags, are discussed. Additionally, we emphasize the need for specialized skills and experience in conducting these assessments and highlight the role of continuous improvement in strengthening organizational resilience against both compliance and fraud risks. Key highlights: Understanding Fraud Risk Assessments Key Elements of Fraud Schemes Identifying and Evaluating Red Flags Connecting Red Flags to Controls Compliance Risk Assessments Explained Differences Between Compliance and Fraud Risk Assessments Resources: BDO Jonathan Marks on LinkedIn konaAI, a Covasant company Click here for konaAI White Paper Rethinking Compliance: Practical Steps for Adapting to the UK’s New Fraud Legislation Connect with Tom Fox on LinkedIn
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    22 分
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