What Your RIA Contract Is Actually Saying — And How to Protect Yourself with Attorney Andrew Shedlock
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What Your RIA Contract Is Actually Saying — And How to Protect Yourself with Attorney Andrew Shedlock
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Feeling trapped by your employment agreement? Attorney Andrew Shedlock joins Shelby to unpack the legal clauses that are reshaping advisor transitions — and what you can do about them before it's too late.
In this episode, you'll learn:
- The difference between non-solicit, non-service, non-accept, and liquidated damages clauses — and which pose the biggest risk
- How state law can make or break your transition depending on where you practice
- What red flags to watch for when private equity acquires your firm
- How to respond to a cease and desist without derailing your move
- Why you have more negotiating leverage before signing than most advisors realize
- The emerging trend of firm-vs.-firm recruiting lawsuits and what it means for you
Andrew Shedlock is a Minnesota-based attorney who specializes in financial advisor employment agreements and transitions. He works with advisors across the country navigating some of the most complex contract situations in the industry.
Hosted by Shelby Nicholl. Produced and edited by Aaron Sherman. Operations and Guest Coordination by Shelly Hadel.
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