• S1E7 - Investigations with Jim Etri of the SEC

  • 2020/11/11
  • 再生時間： 47 分
  • ポッドキャスト

S1E7 - Investigations with Jim Etri of the SEC

無料で聴く

ポッドキャストの詳細を見る

  • サマリー

  • Do you want to avoid SEC investigations?  Or least manage them more effectively? Learn a bit about how the SEC launches and runs investigations without actually being subject to one.

    In this episode, I interview Jim Etri - Assistant Regional Director of the Dallas/Fort Worth section.*

    • Even if you have signed an NDA with your (ex)employer, there are protections in place for whistleblowers.
    • We also discussed why self-reporting potential securities violations may be the smartest thing to do.

    * - his views are his own and not officially those of the SEC.
    続きを読む 一部表示

あらすじ・解説

Do you want to avoid SEC investigations?  Or least manage them more effectively? Learn a bit about how the SEC launches and runs investigations without actually being subject to one.

In this episode, I interview Jim Etri - Assistant Regional Director of the Dallas/Fort Worth section.*

  • Even if you have signed an NDA with your (ex)employer, there are protections in place for whistleblowers.
  • We also discussed why self-reporting potential securities violations may be the smartest thing to do.

* - his views are his own and not officially those of the SEC.
続きを読む 一部表示

S1E7 - Investigations with Jim Etri of the SECに寄せられたリスナーの声

カスタマーレビュー：以下のタブを選択することで、他のサイトのレビューをご覧になれます。

Audible.co.jp

Amazon.co.jp
レビューはまだありません。