• Protiviti Legal Perspectives

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Protiviti Legal Perspectives

著者： Protiviti
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  • Legal Perspectives is a bimonthly podcast series that features legal trends and business innovations that are driving legal operations transformation. Hear from legal innovators, in-house counsel and legal operations leaders from across industries who participate in thought-provoking discussions about managing legal operations and the future of the business of law. Legal Perspectives strives to serve as a trusted leader in providing engaging insights to legal department professionals and law firms looking to become more resilient and high-performing legal businesses.
    Protiviti
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あらすじ・解説

Legal Perspectives is a bimonthly podcast series that features legal trends and business innovations that are driving legal operations transformation. Hear from legal innovators, in-house counsel and legal operations leaders from across industries who participate in thought-provoking discussions about managing legal operations and the future of the business of law. Legal Perspectives strives to serve as a trusted leader in providing engaging insights to legal department professionals and law firms looking to become more resilient and high-performing legal businesses.
Protiviti
マネジメント マネジメント・リーダーシップ 経済学
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  • The Strategic Alliance of the CCO and CLO – with Michelle Oroschakoff and Kate Ring

    The Strategic Alliance of the CCO and CLO – with Michelle Oroschakoff and Kate Ring
    2025/02/17
    In this special edition of the Protiviti Legal Perspectives podcast series, Protiviti Legal Consulting and Hedley May are joined by special guests Kate Ring, a Chief Compliance Officer, and Michelle Oroschakoff, a former Chief Legal Officer, who discuss the dynamic alliance between Chief Compliance Officers (CCO) and Chief Legal Officers (CLO) within the financial services sector and the symbiotic relationship that drives effective governance and risk management strategies within regulated industry. They address regulatory trends, emerging risks, and the role of technology in compliance.
    You should devote an adequate amount of resources to stay on top of what's happening. Legal will see things emerging maybe through litigation or regulatory action or customer complaints that the compliance department may not be aware of, and vice versa. Compliance may see things emerging through surveillance reports, exceptional reports that legal isn't aware of yet. Being able to share things helps both departments to identify risks and get in front of them. – Michelle Oroschakoff, Board Chair, Focus Financial
    If you're a lawyer on the legal team who's thought about going to compliance or you're in compliance and you're thinking about going to legal. I say, 'Go for it.' Find that opportunity and get that experience. – Kate Ring, Stash Financial
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    28 分
  • Advantages of Greater Legal and Compliance Collaboration – with Chad Volkert, Tom Giltrow and Kaitlin Kirkham-Cooper

    Advantages of Greater Legal and Compliance Collaboration – with Chad Volkert, Tom Giltrow and Kaitlin Kirkham-Cooper
    2025/02/17
    In a rapidly evolving regulatory landscape, the integration of compliance and legal functions has never been more crucial. In the latest installment of the Protiviti Legal Perspectives podcast series, podcast host Chad Volkert and Protiviti Managing Directors Tom Giltrow and Kaitlin Kirkham-Cooper delve into how legal and compliance departments can work in tandem to navigate the complex regulatory environments of the financial services and technology sectors. Our podcast guests share their insights on optimizing workflows, defining clear roles, and embracing a unified strategy for risk management. This episode is a must-listen for professionals seeking to enhance their organizational strategy through improved operational efficiency and partnership between legal and compliance roles.
    Compliance and legal often partner or share responsibility, identifying legal and regulatory changes, but then where some of those handoffs occur is actually on the implementation side. Thomas Giltrow, Managing Director
    There isn't always that clear risk or compliance line of defense, or that second line, in technology companies that we see within financial services. Some of the ambiguity or lack of definition is really a result of there not being a ton of prescriptive regulation in the regulatory environment, at least here in the US. Kaitlin Kirkham-Cooper, Managing Director
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    34 分
  • Decoding CMMC Compliance for Government Contractor Data - with Perry Keating and Alexander W. Major

    Decoding CMMC Compliance for Government Contractor Data - with Perry Keating and Alexander W. Major
    2024/04/08
    In this special edition of the Protiviti Legal Perspectives podcast series, we delve into the complexities of new data protection and cybersecurity government regulations in the defense industry with Alexander W. Major, Partner, McCarter & English, and Perry Keating, President of Protiviti Government Services. The Cybersecurity Maturity Model Certification (CMMC) was recently promulgated, unearthing the intricacies behind protecting Controlled Unclassified Information (CUI), and is poised to have rippling effects across the government and commercial contracting. Join us as we discuss:
    • What does this mean for your compliance program for the future?
    • Legal repercussions – and the potential of losing government contracts – if found non-compliant.
    • The confusion surrounding CUI and its application challenges across government agencies.
    • Dramatic reduction in notification regulations in the event of a data breach involving government data.
    • A shift in focus beyond data confidentiality and privacy to ensuring data integrity resulting from a potential cybersecurity threat
    Neither Robert Half nor Protiviti is a law firm and does not provide legal representation. Robert Half project attorneys and Protiviti professionals do not constitute a law firm among themselves. Organizations should consult with their own legal counsel for guidance based on their unique circumstances.
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    22 分

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