『Innovation in Compliance with Tom Fox』のカバーアート

Innovation in Compliance with Tom Fox

Innovation in Compliance with Tom Fox

著者： Thomas Fox
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Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.Thomas Fox マネジメント マネジメント・リーダーシップ 政治・政府 経済学
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  • Compliance by Design in iGaming: Engineering, Data, and Release Governance with Mouhcine Jalili

    Compliance by Design in iGaming: Engineering, Data, and Release Governance with Mouhcine Jalili
    2026/06/16
    Innovation comes in many areas, and compliance professionals need to not only be ready for it but also embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom visits with Mouhcine Jalili, VP of Growth – iGaming at Software Mind, on reframing iGaming compliance as a design, delivery, and platform challenge rather than an end-stage legal checklist. Mouhcine argues compliance failures often stem from siloed teams, fragmented legacy platforms, inconsistent vendor integrations (B2B2C), and release management across jurisdictions with differing rules (e.g., spin time, buy-bonus features). He emphasizes strong release governance, modular and configurable architectures, automated controls that cannot be bypassed, and real-time monitoring and alerts to prevent harm, including responsible gambling interventions based on early behavioral signals. Scaling successfully requires standardization and automation while allowing local configuration and avoiding post-acquisition data fragmentation. Over the next 3–5 years, he expects operational compliance to become more engineering- and data-driven, with tighter integration among compliance, product, and engineering teams. Key highlights: Compliance As Design Platform Breaking Silos With Automation KYC Data And Onboarding Gaps Integrity And Preventive Controls Future Engineering Driven Compliance Resources: Connect with Mouhcine Jalili on LinkedIn Software Mind on Linkedin Software Mind Website Innovation in Compliance was recently honored as the Number 4 podcast in Risk Management by 1,000,000 Podcasts.
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    29 分
  • Rethinking SpeakUp: UX, Trust, and AI in Whistleblowing and Investigations with Tim Morss

    Rethinking SpeakUp: UX, Trust, and AI in Whistleblowing and Investigations with Tim Morss
    2026/06/09
    Innovation comes in many areas, and compliance professionals need to not only be ready for it but also embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom visits with Tim Morss, CEO at SpeakUp, about the evolution of speak-up systems from the employee perspective. Morss describes his background in compliance technology and SpeakUp’s global footprint, emphasizing that employee expectations favor frictionless, mobile-first, intuitive reporting with transparency and feedback over 800-number hotlines and complex forms. He notes common program gaps: hard-to-find reporting channels, poor mobile experiences, overreliance on telephony (especially problematic for non-English speakers), insufficient guidance on what to report, and weak trust due to lack of follow-up and perceived inaction. They consider generational preferences, privacy-aware deployment, such as QR code placement, and AI use cases such as multilingual voice intake for illiterate supply-chain workers, while cautioning against unsafe AI practices and autonomous decision-making. Morss highlights investigative management as a major opportunity beyond basic case repositories and forecasts greater AI-driven integration with in-house systems amid geopolitical and regulatory divergence. Key highlights: Employee Expectations Shift Common SpeakUp Mistakes Trust and Anti-Retaliation Gen Z Reporting Channels AI Voice for Workers One Practical CCO Tip Resources: Connect with Tim Morss on LinkedIn SpeakUp Innovation in Compliance was recently honored as the Number 4 podcast in Risk Management by 1,000,000 Podcasts
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    28 分
  • Data Defensibility: Enterprise Agentic AI: Governance, Auditability, and the AI Gateway Layer with Nikunj Bajaj

    Data Defensibility: Enterprise Agentic AI: Governance, Auditability, and the AI Gateway Layer with Nikunj Bajaj
    2026/06/02
    Innovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom visits with Nikunj Bajaj, Co-founder & CEO at TrueFoundry, about enterprise agentic AI infrastructure, governance, and hidden costs most organizations are not accounting for. Nikunj describes TrueFoundry’s platform as a single control plane for enterprises to build, ship, and govern agentic AI applications, inspired by Meta’s internal ML stack, which he says is about a decade ahead of the rest of the industry. He argues enterprises over-focus on model and tool selection when problem definition and effective use are the real constraints. On governance, he identifies two failure modes: avoiding meaningful use cases entirely to sidestep governance risk, or trying to solve all governance problems up front and never reaching ROI. Successful teams implement application-specific controls iteratively, starting with a few high-value use cases rather than hundreds of low-value ones. He highlights that model inference accounts for only about 20% of total generative AI spend, with the majority of spend concentrated in infrastructure, engineering, and debugging, creating cost-allocation and budget-control challenges for compliance teams. For auditability, he argues that an agent without full decision traces is “a liability with an API key,” and walks through how end-to-end tracing enables audit readiness, faster debugging, and proactive attack detection. He closes by advocating centralized control via a unified AI gateway while enabling federated development and tailoring guardrails to whether your exposure surface is external or internal. Key highlights: Stop Chasing Tools Governance vs Speed Hidden AI Costs Agent Auditability Board Level Priorities Resources: Connect with Nikunj Bajaj LinkedIn – Nikunj Bajaj Learn More About TrueFoundry TrueFoundry Website TrueFoundry on LinkedIn
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    30 分
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