『Heart Of The Matter - A Podcast On Legal Developments From Around The World』のカバーアート

Heart Of The Matter - A Podcast On Legal Developments From Around The World

Heart Of The Matter - A Podcast On Legal Developments From Around The World

著者： Beyond The Tree
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今ならプレミアムプランが3カ月 月額99円

2026年5月12日まで。4か月目以降は月額1,500円で自動更新します。

概要

 Thank you for tuning into The Heart of the Matter, a podcast that covers legal developments from around the world. This podcast is brought to you by Conventus Law.Copyright Beyond The Tree 政治・政府
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  • AI Governance in Trading: FIX's Regulatory Recommendations for Singapore

    AI Governance in Trading: FIX's Regulatory Recommendations for Singapore
    2026/04/09
    Rarely does a single consultation reveal just how unprepared an industry is for a technology, and that is exactly what happened when FIX engaged Singapore's Monetary Authority on AI regulation in trading.

    Jim Kay, FIX's executive director, joins host Ajay Shamdasani to break down ten key recommendations submitted to Singapore's Monetary Authority. The conversation covers everything from defining AI specifically within trading contexts to managing large language models inside algorithms. What makes this discussion particularly striking is how Kay frames generative AI as fundamentally different from traditional trading controls, not just in complexity but in kind.

    The core tension throughout the episode is this: financial firms have long-standing governance frameworks for algorithmic trading, yet public LLMs introduce third-party technology companies that operate entirely outside the traditional financial ecosystem.

    Can compliance professionals really govern systems they do not fully understand technically? Kay argues yes, drawing a direct parallel to algorithmic trading oversight where knowing what questions to ask matters more than reading code.

    Interestingly, the episode also tackles the serious talent shortage in this space, noting that professionals combining AI expertise with financial risk management are exceptionally rare. (Bloomberg's cross-domain training model gets a mention as a potential blueprint.)

    If you want to understand where AI governance in financial services is actually heading, this conversation is essential listening.

    Our Guest

    Jim Kay

    Jim has worked in the financial industry for 25 years, mostly in equities electronic trading, market structure and regulatory implementation. He has been involved in FIX in various capacities over most of this period, having served as GSC co-chair for eight years, a director for five and as co-chair of various working groups.


    Our Host

    Ajay Shamdasani

    Ajay Shamdasani is a veteran writer, editor and researcher based in Hong Kong. He holds an AB in history and government from Ripon College, JD and MIPCT degrees from the University of New Hampshire Franklin Pierce Law School, and an LLM in financial regulation from the Illinois Institute of Technology’s Chicago-Kent College of Law.

    His 15-year long career as a financial and legal journalist began as deputy editor of A Plus magazine – the journal of the Hong Kong Institute of Certified Public Accountants. From there, he assumed the helm of Macau Business magazine as its editor-in-chief, and later, joined Asialaw magazine as its deputy editor.

    More recently, he spent close to seven years as a senior correspondent with Thomson Reuters’ subscription-based trade-wire service Regulatory Intelligence/Compliance Complete (previously called Complinet) in Hong Kong. While there, he covered regulatory developments in that city, as well as Singapore, India and South Korea.
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    29 分
  • Bridging the Compliance Gap: How Mid-Market Firms Access Enterprise Legal Expertise on a Lean Budget.

    Bridging the Compliance Gap: How Mid-Market Firms Access Enterprise Legal Expertise on a Lean Budget.
    2026/03/11
    In this episode, Ajay Shamdasani sits down with Kris Daswani, partner at Hong Kong law firm DCLO, to discuss how Mid-Market financial firms can navigate heavy regulatory burdens without a "big bank" budget. Drawing on her senior experience at institutions like Citi and J.P. Morgan, Kris explains that while Mid-Market firms face the same compliance obligations as global giants, they often lack the infrastructure to manage them. She advocates for a fractional legal model that integrates legal, compliance, and risk functions under one senior expert, providing institutional grade expertise that is both agile and cost effective.The conversation highlights why the traditional law firm hierarchy where clients often pay to train junior associates is being replaced by more efficient, partner-led services. Kris emphasises that while large firms remain essential for high-stakes transactions where brand reputation is paramount, fractional models offer the necessary elasticity for routine operational compliance. The key takeaway is that firms no longer have to choose between high-level expertise and practical guidance; by matching proportional expertise to actual needs, Mid-Market firms can ensure quick turnarounds and regulatory safety without financial strain.

    Our Guest

    Kris Daswani

    Our Host

    Ajay Shamdasani

    Ajay Shamdasani is a veteran writer, editor and researcher based in Hong Kong. He holds an AB in history and government from Ripon College, JD and MIPCT degrees from the University of New Hampshire Franklin Pierce Law School, and an LLM in financial regulation from the Illinois Institute of Technology’s Chicago-Kent College of Law.

    His 15-year long career as a financial and legal journalist began as deputy editor of A Plus magazine – the journal of the Hong Kong Institute of Certified Public Accountants. From there, he assumed the helm of Macau Business magazine as its editor-in-chief, and later, joined Asialaw magazine as its deputy editor.

    More recently, he spent close to seven years as a senior correspondent with Thomson Reuters’ subscription-based trade-wire service Regulatory Intelligence/Compliance Complete (previously called Complinet) in Hong Kong. While there, he covered regulatory developments in that city, as well as Singapore, India and South Korea.
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    16 分
  • Real-World Asset Tokenization: Why Regulatory Clarity Beats Crypto Chaos

    Real-World Asset Tokenization: Why Regulatory Clarity Beats Crypto Chaos
    2026/01/12
    Real-world asset tokenization isn't what most people think it is. Julian Kwan, head of IX Swap and Investax, cuts through the noise to explain what RWA actually means and why it matters for your portfolio. Surprisingly, RWA tokens aren't just blockchain native crypto. They're tokenized versions of traditional capital market instruments: equities, treasuries, debts. Most importantly, most RWA tokens are securities, which means regulatory compliance isn't optional. Kwan breaks down the four distinct RWA categories that issuers and investors need to understand: stablecoins, securities, utility tokens of RWA platforms, and commodities like tokenized gold. The conversation takes an unexpected turn into global regulatory competition. Because cryptocurrencies exist entirely on-chain and belong to no particular country, regulators are now competing for crypto startups. (Abu Dhabi's strategy with Binance proves this point brilliantly.) Singapore initially lost talent to Hong Kong, then quickly adapted. The UAE has become increasingly attractive, while the US dramatically reversed its stance under the Trump administration, passing the Genius Act for stablecoin regulation.What does this mean for you? Tokenized dollars now comprise nearly 100% of stablecoins worldwide, serving billions in underbanked regions. Drawing parallels to Bitcoin's seventeen year journey to an ETF, Kwan emphasizes that self education is essential this financial transformation is happening now, creating opportunities for early participants willing to engage actively.

    Our Guest

    Julian Kwan

    Julian is a 7-time founder and a recognized global authority in real-world asset (RWA)tokenization and Bitcoin-native yield infrastructure. He is the CEO of IXS, the InstitutionalExchange Settlement Layer, providing licensed blockchain and tokenization infrastructure for thecompliant, large-scale adoption of institutional tokenized RWA, and the CEO of InvestaX, aSingapore MAS-licensed issuance platform enabling institutional fixed income RWA.Julian has founded companies across blockchain, real estate, proptech, and fintech, and is afounding member of UnionChain an L2 chain for RWAs (25M+ verified users). He is also an earlymover in Bitcoin staking architecture, launching BTC Real Yields, the first compliant real worldyields for BTC investors.He has spoken at over 250+ conferences globally on the convergence of Web3, capital markets,and regulatory innovation. Born in Sydney, he holds degrees in Real Estate Development andMandarin, and continues to design systems that unlock capital flows into tokenized assets acrossborders without compromising compliance.

    Our Host

    Ajay Shamdasani

    Ajay Shamdasani is a veteran writer, editor and researcher based in Hong Kong. He holds an AB in history and government from Ripon College, JD and MIPCT degrees from the University of New Hampshire Franklin Pierce Law School, and an LLM in financial regulation from the Illinois Institute of Technology’s Chicago-Kent College of Law.

    His 15-year long career as a financial and legal journalist began as deputy editor of A Plus magazine – the journal of the Hong Kong Institute of Certified Public Accountants. From there, he assumed the helm of Macau Business magazine as its editor-in-chief, and later, joined Asialaw magazine as its deputy editor.

    More recently, he spent close to seven years as a senior correspondent with Thomson Reuters’ subscription-based trade-wire service Regulatory Intelligence/Compliance Complete (previously called Complinet) in Hong Kong. While there, he covered regulatory developments in that city, as well as Singapore, India and South Korea.
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    25 分
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