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  • Kristy Grant-Hart on the Evolution of Compliance in 2026: Navigating New Risks and Regulations

    Kristy Grant-Hart on the Evolution of Compliance in 2026: Navigating New Risks and Regulations
    2025/12/15
    Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. In this episode, Tom welcomes Kristy Grant-Hart, Head of Advisory Services at Diligent's Spark Compliance Group to discuss where compliance has been in 2025 and where it is going into 2026. Tom Fox and Khristy Grant-Hart explore the future of corporate compliance in 2026 and beyond. Key discussion areas include the changing focus of the Foreign Corrupt Practices Act (FCPA) under the Trump administration, the designation of cartels as foreign terrorist organizations, and the implications for third-party due diligence. They also delve into modern slavery laws, the impacts of AI on compliance, and the necessity of a unified approach to compliance strategy. Additionally, Kristy introduces the Compliance and Ethics Innovation Collective, a new program by Spark and Diligent aimed at integrating services and software for a more robust compliance solution. The session concludes with strategic advice for compliance officers to stay ahead of dynamic regulatory changes and maintain effective risk management. Resources Kristy Grant-Hart on LinkedIn Diligent Website Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    55 分
  • Nicole Di Schino on Harnessing AI for Compliance: Governance, Risks, and Best Practices

    Nicole Di Schino on Harnessing AI for Compliance: Governance, Risks, and Best Practices
    2025/12/08
    Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom welcomes Nicole Di Schino, Principal Compliance Services Consultant at Diligent’s Spark Compliance Group, to discuss how best to harness AI for your compliance regime through 2026 and beyond. Nicole and Tom discuss the critical importance of AI governance, compliance, and modern GRC. They cover practical steps for developing comprehensive compliance programs, emphasizing the necessity for AI risk assessments, the establishment of AI governance committees, and the implementation of human oversight in AI processes. Nicole highlights the intrinsic risks of AI, including privacy concerns and AI bias, and shares her personal experiences with AI’s impact in educational settings. Tom underscores the role of compliance education, advocating for the broader view of compliance as an ambassadorial and academic function. This session also explores the integration of AI into compliance workflows and the essential role of board and committee oversight. Resources: Nicole Di Schino on LinkedIn Diligent Website Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    56 分
  • Navigating Uncertainty: Leading with Courage and Clarity with Jim Massey

    Navigating Uncertainty: Leading with Courage and Clarity with Jim Massey
    2025/12/01
    Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. In this episode, Tom welcomes Jim Massey who has recently release a new book, Risk in Action. Jim Massey, an accomplished author and behaviorist practitioner, delves into the intricate dynamics of trust within leadership through his book "Risk in Action." Drawing from his extensive experience in high-stakes boardrooms and executive sessions, Massey emphasizes the crucial role of trust as a foundation for effective action. He explores the interconnected nature of trust, risk, and fear, urging individuals to redefine risk as a prioritization tool that enables progress and bold decision-making. By addressing these themes, Massey aims to spark vital conversations and empower leaders to embrace uncertainty, ultimately encouraging them to take courageous actions that drive growth and innovation. Key Highlights · Navigating Trust, Risk, and Fear in Leadership · Enhancing Business Outcomes through Proactive Risk Management · Cultivating Innovation Through Compliance Transformation · Embracing Fear for Innovative Growth · Dynamic Risk Assessment for Compliance Agility · Navigating Uncertainty: Leading with Courage and Clarity Resources Risk in Action on Amazon Jim Massey Website Jim Massey on LinkedIn Eastward.ai Website Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    33 分
  • Virna Di Palma on The Evolution of Third-Party Risk Management and the Role of AI

    Virna Di Palma on The Evolution of Third-Party Risk Management and the Role of AI
    2025/11/17
    Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. In this episode, Tom welcomes Verna di Palma, Head of Global Content and Brand at Ethixbase360. Verna provides insights into her extensive background in third-party risk management, focusing on FCPA compliance and the evolution of due diligence. They discuss the ongoing importance of third-party risk management, recent shifts in FCPA enforcement, and the growing impact of new regulations on corporate compliance. Verna highlights the transformative role of automation and AI in enhancing compliance programs while emphasizing the need for human analysis. The conversation also covers emerging issues like modern slavery, sustainability, and how organizations can maximize investments in risk management to drive business growth and resilience. Key Highlights · Importance of Third Party Risk Management · Impact of FCPA Enforcement Pause · Technological Advancements in Compliance · Human Rights and Modern Slavery · Future of Third Party Risk Management Resources Virna Di Palma on LinkedIn Ethixbase360 Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    24 分
  • Exploring AI Adoption in Risk and Compliance with Richard Graham

    Exploring AI Adoption in Risk and Compliance with Richard Graham
    2025/11/10
    Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes Richard Graham, Director - KYC / Financial Crime at Moody's, to discuss the newly released AI Risk and Compliance Survey. Graham shares his extensive background in financial crime and technology, emphasizing his current role, which focuses on KYC and financial crime at Moody's. Together, they discuss the survey's insights, which reveal that 53% of 600 senior risk professionals surveyed are currently using AI for risk management, representing a significant increase from the previous year. Graham explains the crucial role of high-quality data in maximizing AI's potential and highlights its rapid adoption driven by its demonstrated benefits in compliance and risk management. The conversation also explores the evolving role of risk professionals in the context of AI tools, the impact of regulatory awareness, and the industry's shift towards more proactive risk management. Key highlights: Overview of AI Risk and Compliance Survey Key Findings and Industry Trends Adoption of AI in Banking and Corporations Early Wins and Barriers to Scale Data Governance and Regulatory Expectations Resources: Richard Graham on LinkedIn Moody’s Moody’s AI Risk and Compliance Survey Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    26 分
  • Navigating the Complexities of Self-Disclosure Amidst Political and Legal Uncertainties

    Navigating the Complexities of Self-Disclosure Amidst Political and Legal Uncertainties
    2025/11/03
    In this episode, Tom Fox welcomes back Hughes Hubbard partner Mike DeBernardis to explore the unprecedented criminal indictment of Smartmatic and its implications on self-disclosure policies under the current administration. They discuss the rare occurrence of a company facing criminal charges and how it complicates the risk assessment for potential self-disclosure. The conversation covers the unpredictable nature of DOJ actions, the impact of political influence, and the challenges this situation presents for legal advisors and their clients. They also explore the broader implications for corporate compliance, including the increased complexity in predicting outcomes and the necessity for thorough internal investigations. Key highlights: Discussion on Smartmatic Indictment Challenges in Self-Disclosure Political Influence and Risks Client Conversations and Risk Assessment Resources: Hughes Hubbard & Reed Mike DeBernardis on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    26 分
  • The Importance of Outside Counsel in False Claims Act Investigations

    The Importance of Outside Counsel in False Claims Act Investigations
    2025/10/27
    In this episode, Tom Fox welcomes Arthur Gollwitzer from the law firm of Jackson Walker to discuss the merits of involving outside counsel in handling False Claims Act cases and the nuances of legal compliance. Arthur shares his experiences in avoiding and defending False Claims Act allegations, the significance of hiring specialized investigative counsel early, and the integrity and credibility required in investigative processes. He also offers insights on the implications of AI regulations in Texas, his time as an Assistant US Attorney in the Southern District of New York, and the honor of representing the United States in court. Key highlights: Discussing False Claims Act Importance of Independent Investigations Credibility in Legal Investigations AI and Legal Implications Experience in the Southern District of New York Resources: JacksonWalker Arthur Gollwitzer on LinkedIn Texas 89th Legislature: Key Artificial Intelligence Legislation Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book is Upping Your Game. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    26 分
  • Self-Disclosure on Both Sides of the Atlantic

    Self-Disclosure on Both Sides of the Atlantic
    2025/10/20
    Join Tom Fox as he welcomes Simon Airey and Caitlin Sheard, partners at McDermott, Will and Schulte and both experts in the fields of investigation and compliance from both sides of the Atlantic. They take a deep dive into issues around self-disclosure on both sides of the Atlantic. Simon Airey and Caitlin Sherd are leading experts in the field of investigations and compliance, each bringing a nuanced perspective to the complexities of self-reporting to the Department of Justice (DOJ) in the US and the Serious Fraud Office (SFO) in the UK. Simon, a distinguished barrister, underscores the incentives for companies to self-report but cautions that the process is fraught with complexities, particularly in the UK where court approval is required for deferred prosecution agreements. Caitlin highlights the potential benefits of self-disclosure, such as possible declinations, but notes the associated costs, including time, legal fees, and reputational risks. Both experts emphasize the necessity of strategic planning and legal counsel to navigate the intricacies of international compliance, particularly in light of increasing enforcement activity and evolving legal landscapes. Key Highlights · Incentives for Self-Disclosure in DOJ and SFO · Strategic Self-Disclosure Consideration for Legal Cases · Cross-Border Self-Disclosure Strategies for Companies · Global Challenges in Corporate Self-Disclosure Processes · Whistleblower Tips Driving Future FCPA Enforcement Resources McDermott, Will and Schulte Simon Airey Caitlin Shread Cross-Atlantic Impact: DOJ and SFO Self-Reporting and Enforcement Priorities Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
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    33 分