『FCPA Compliance Report』のカバーアート

FCPA Compliance Report

FCPA Compliance Report

著者： Thomas Fox
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概要

 The FCPA Compliance Report is the longest running podcast in the in compliance and business ethics. Join its award-winning host, Tom Fox, the Voice of Compliance as he visits with top compliance practitioners, key figures from business, the government and law firms in the top podcast dedicated to all things compliance. 政治・政府 経済学
エピソード
  • World’s Most Ethical Companies 2026: the 8.2% Ethics Premium

    World’s Most Ethical Companies 2026: the 8.2% Ethics Premium
    2026/03/23
    In this episode, Tom Fox welcomes back Erica Salmon Burn to talk about Ethisphere’s 20th edition of the World’s Most Ethical Companies Erica began by noting there are 19 first-time honorees across 40 industries and 17 countries in the World’s Most Ethical Companies awards in 2026. They discuss the rigorous 250+ question Ethics Quotient and documentation review. They discuss the Ethics Premium using a five-year lookback (Jan 1, 2021–Dec 31, 2025), which showed 8.2% statistically significant outperformance versus a benchmark, based on index-firm analysis with capped company weighting. Beyond outperformance, the data showed a resiliency pattern during volatility: lower drawdowns, less time at the bottom, and faster recovery, framed as correlation tied to practices that protect intangible assets. They highlight common honoree program elements including transparency on investigations and discipline, more interactive “espresso shot” training, and manager toolkits and expectations to drive culture. They preview the 17th Global Ethics Summit in Atlanta and the WME gala. Key Highlights How the WME Process Works Record 8.2% Outperformance Resilience and Drawdowns Compliance Protects Value Trust Through Transparency Global Ethics Summit Preview Resources Erica Salmon Byrne on LinkedIn Inside the Ethics Premium Solactive GBS Global Markets All Cap USD Index Ethisphere Tom Fox Instagram Facebook YouTube Twitter LinkedIn The Ethics Premium on the FCPA Compliance and Ethics blog. For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
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    28 分
  • SDNY's New Policy on Declinations

    SDNY's New Policy on Declinations
    2026/03/16
    In this episode, Tom Fox welcomes back Hughes Hubbard partner Mike DeBernardis to discuss the Southern District of New York’s new corporate enforcement voluntary self-disclosure program for financial crimes and why SDNY leadership, including Jay Clayton, likely issued it: to encourage self-disclosure that saves enforcement resources and supports DOJ’s focus on individual accountability. They compare the policy to (former) DOJ’s Corporate Enforcement Policy, highlighting notable distinctions such as SDNY’s narrower scope (financial/market integrity offenses) and a revised approach to aggravating factors that excludes common CEP considerations like seriousness, pervasiveness, and senior management involvement while carving out categories including foreign bribery and sanctions evasion, potentially reducing forum shopping. They also examine a “conditional declination” within two to three weeks, its implications for investigation speed and timeliness, and added pressure from whistleblower programs and compressed internal triage timelines. Key Highlights · Why SDNY Issued It · SDNY Significance · Aggravating Factors Shift · Does It Move Needle · Conditional Declination Speed · Whistleblowers and Pressure Resources Hughes Hubbard and Reed Mike DeBernardis on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
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    25 分
  • Highlights from SCCE Europe with Gerry Zack

    Highlights from SCCE Europe with Gerry Zack
    2026/03/09
    Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. This is our 800th edition. In this episode, Tom Fox welcomes back Gerry Zack, who recently attended the SCCE Europe conference in Berlin. They begin by noting the differences from the U.S. national conference, including a stronger European focus on behavioral ethics, culture, and community networking. Zack highlights extensive conference attention to AI, including the shift toward agentic AI, practical compliance uses such as identifying policy gaps, enhancing third-party due diligence, and automating anomaly follow-up, while cautioning about investigative risks if AI-generated interview strategies are scrutinized in court. They discuss AI-driven fraud threats (deepfakes, fake invoices, and improved phishing) and the growing concerns about shadow AI and the improper use of confidential information. Zack also describes a company’s experience pursuing ISO 37301 and 37001 certifications and notes ongoing work and limited U.S. awareness around the UK Failure to Prevent Fraud Act. He was surprised by the profession’s continued lack of sophistication in risk assessments. Key highlights: US vs Europe Conference AI Keynote and Practical Takeaways ISO Compliance Certification UK Failure to Prevent Fraud Surprises Risk Assessment Gap Resources: Gerry Zack on LinkedIn RiskTrek Tom Fox Instagram Facebook YouTube Twitter LinkedIn Returning to Venezuela on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
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    32 分
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