『Everything Compliance』のカバーアート

Everything Compliance

Everything Compliance

著者： Thomas Fox
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概要
 What happens when the top commentators get together? They talk about Everything Compliance. Join the only Roundtable podcast in compliance, where our panel takes a deep dive into current events in the compliance scene. Listen in for the Rants and Shout Outs at the end of each episode. マネジメント マネジメント・リーダーシップ 政治・政府 経済学
エピソード
  • The Flood Book, BOA, COIs and China ABC Edition

    The Flood Book, BOA, COIs and China ABC Edition
    2026/10/22
    Welcome to a revamped Everything Compliance. We have a new host, Adam Turteltaub, a new panelist, Rebecca Walker who joins returning regulars Matt Kelly, Jonathan Armstrong and Karen Moore for the next iteration of Everything Compliance. Matt is on assignment this week. Tom Fox joins the EC Gang this week as special guest panelist. Fan favs Shout Outs and Rants ends this week’s episode. · Karen Moore looks at China’s draft cross-border anti-corruption law, including mandatory compliance programs and suspected-misconduct reporting. She comments on the complexity of everyday life. · Tom Fox discusses the risk management lessons from his latest book, Deluge Before Dawn. He shouts out to AI bots hanging out at dinner parties and Happy Hours. · Rebecca Walker reviews COIs when senior execs or Board members oversee investigations of their colleagues. She shouts out about the recently released DOJ National Fraud Enforcement Division Directive and the information it provides compliance professionals. · Matt Kelly looks at reviews Bank of America’s $1.2B AML settlement. He rants about Tesla’s new flying car and shouts out to BJ Wholesale Club. · Adam Turteltaub is our fearless leader. He shouts out to compliance professionals in non-financial institutions looking at their AML programs and to the Milwaukee Brewers for beating his Dodgers to make the World Series for the first time in 44 years. The members of the Everything Compliance are: • Rebecca Walker – Is one of the top legal minds in ethics and compliance. Woody can be reached at the law firm of Kaplan and Walker. • Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com • Jonathan Armstrong –is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Jonathan.Armstrong@puntersouthall.law • Karen Moore is a principal at Sounding Board Compliance, and can be reached at Karen.moore@soundingboardcompliance.com The award-winning Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    1 時間 1 分
  • The Conflicts of Interest, The False Claims Act, AI and More AI Edition

    The Conflicts of Interest, The False Claims Act, AI and More AI Edition
    2026/09/24
    Welcome to a revamped Everything Compliance. We have a new host, Adam Turteltaub, and a new panelist, Rebecca Walker, who joins returning regulars Matt Kelly, Jonathan Armstrong, and Karen Moore for the next iteration of Everything Compliance. This episode features a cross-Atlantic discussion on emerging compliance issues. Fan favs Shout Outs and Rants end this week’s episode. Karen Moore looks at the growing Federal trend of bringing False Act Claims against corporate DEI programs. Jonathan Armstrong describes the first public GDPR report of an AI agent attack and offers nine responses. Rebecca Walker reviews key data from Navex anonymized disclosures, including COIs. Matt Kelly looks at recent guidance from the New York State Department of Financial Services on AI risk assessment. The members of Everything Compliance are: Rebecca Walker – a top legal mind in ethics and compliance. Woody can be reached at the law firm of Kaplan and Walker. Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – a UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Armstrong@puntersouthall.law. Karen Moore, a principal at Sounding Board Compliance, can be reached at moore@soundingboardcompliance.com The award-winning Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    57 分
  • DEI Backlash, Executive Orders, and When “Tone at the Top” Needs Resources

    DEI Backlash, Executive Orders, and When “Tone at the Top” Needs Resources
    2026/09/10
    Welcome to a revamped Everything Compliance. Host Adam Turteltaub and panelists Karen Moore, Matt Kelly, Rebecca Walker, and Jonathan Armstrong discuss compliance issues spanning DEI, executive orders, leadership support, and new EU sustainability rules. Karen Moore reviews rapid corporate reversals on DEI and cites a Stanford/UC Berkeley study, “Markets Do Not Punish Firms for Maintaining DEI”. Matt Kelly uses the “Lake Ontario to Lake America” renaming to argue executive orders aren’t laws binding companies and that choosing to comply reflects corporate values and policy-override decisions. Rebecca Walker argues “tone at the top” is insufficient without resources and real trade-offs, citing NAVEX data on gaps between encouraging, modeling, and persisting in ethics under pressure. Jonathan Armstrong outlines a new EU law limiting the destruction of unsold apparel and footwear, along with practical compliance steps. The members of Everything Compliance are: Rebecca Walker – a top legal mind in ethics and compliance. Woody can be reached at the law firm of Kaplan and Walker. Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong – a UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Armstrong@puntersouthall.law. Karen Moore, a principal at Sounding Board Compliance, can be reached at moore@soundingboardcompliance.com The award-winning Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    56 分
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