エピソード

  • April 24, 2026, The New Calculus on Self-Disclosure Edition

    April 24, 2026, The New Calculus on Self-Disclosure Edition
    2026/04/24
    Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Ex-RBS banker sentenced for bribery. (FT) Malaysian King to pick new ABC head. (SCMP) What are the risks bubbling inside private credit? (WSJ) Hui Chen says new calculus on self-disclosure. (Law360) For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com. To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out my latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
    続きを読む 一部表示
    6 分
  • April 23, 2026, The Who Gets Profit Disgorgement Edition

    April 23, 2026, The Who Gets Profit Disgorgement Edition
    2026/04/23
    Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Spain seeks to close the investigation into the PM's wife. (Reuters) Anthropic is investigating unauthorized use of Mythos. (FT) Crypto billionaire accuses the Trump family’s Liberty World of ‘criminal extortion’. (WSJ) Matt Levine explores who should get disgorged profits. (Bloomberg) For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com. To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out my latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
    続きを読む 一部表示
    6 分
  • April 22, 2026, The AI Hallucinations from Sullivan & Cromwell Edition

    April 22, 2026, The AI Hallucinations from Sullivan & Cromwell Edition
    2026/04/22
    Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Ex-Algerian Minister of Industry jailed for corruption. (Aljazeera) A wish list for John Ternus. (NYT) Best 5 books on the Fed. (WSJ) AI hallucinations from Sullivan & Cromwell court filing. (FT) Interested in attending Compliance Week 2026? Click here for information and Registration. Listeners to this podcast receive a 20% discount on the event. Use the Registration Code TOMFOX20 To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out my latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
    続きを読む 一部表示
    6 分
  • April 21, 2026 the Scamcodia Edition

    April 21, 2026 the Scamcodia Edition
    2026/04/21
    Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional. · Pope Leo calls on Angolans to fight corruption. (AfricaNews) · Should CEOs be the face of a company? (NYT) · Cambodia’s business model is scamming. (WSJ) · SCt to review SEC disgorgement powers. (Reuters) For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com. To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out my latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
    続きを読む 一部表示
    6 分
  • April 20, 2026, The ABC is Good Politics Edition

    April 20, 2026, The ABC is Good Politics Edition
    2026/04/20
    Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Anti-bribery isn’t just good business, it’s good politics. (TNR) The bears ate my car. (NYT) TACO caves in on Anthropic. (WSJ) Deutsche Bank reports more potential Russian sanction violations. (FT) Interested in attending Compliance Week 2026? Click here for information and Registration. Listeners to this podcast receive a 20% discount on the event. Use the Registration Code TOMFOX 20 To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out my latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
    続きを読む 一部表示
    6 分
  • April 17, 2026, The We’re Not Busy Edition

    April 17, 2026, The We’re Not Busy Edition
    2026/04/17
    Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Key Philippine corruption figure arrested. (BBC) The Trump Administration retreats on white-collar crime. (The Dispatch) Live Nation found guilty of monopolization. (WSJ) White-collar defense lawyers are not busy under the Trump Administration. (FT) For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com. To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out my latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
    続きを読む 一部表示
    6 分
  • April 16, 2026, The Bribery is Legal in Illinois Edition

    April 16, 2026, The Bribery is Legal in Illinois Edition
    2026/04/16
    Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: Britain to extend ban on gag orders. (Global Banking & Finance Review) Don’t be rude to the Southwest Airlines receptionist. (Business Insider) Two convicted ComEd execs ordered released. (Chicago Tribune) The Golden Age of Corruption in America. (Newsweek) For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com. To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out my latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
    続きを読む 一部表示
    6 分
  • April 15, 2026, The Decoupling Edition

    April 15, 2026, The Decoupling Edition
    2026/04/15
    Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: China and decoupling. (NYT) ABC fighter is now the President of Hungary. (The Conversation) Former LaFarge CEO guilty in corruption case. (Bloomberg) FCPA case goes to appeal. (BusinessWire) For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com. To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out my latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
    続きを読む 一部表示
    6 分