『Compliance and AI』のカバーアート

Compliance and AI

Compliance and AI

著者： Thomas Fox
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 What is the role of Artificial Intelligence in compliance? What about Machine Learning? ChatGPT? These questions are but three of the many questions we will explore in this exciting new podcast series, Compliance and AI. Hosted by Tom Fox, the award-winning Voice of Compliance, this podcast will look at how AI will impact compliance programs into the next decade and beyond. If you want to find out why the future is now, join Tom Fox on this journey to the frontiers of compliance. マネジメント・リーダーシップ リーダーシップ 科学 経済学
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  • Navigating the Challenges and Opportunities of Agentic AI in Compliance

    Navigating the Challenges and Opportunities of Agentic AI in Compliance
    2025/12/05
    What is the intersection of AI and compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. Today the Everything Compliance gang is led by Dr. Hemma Lomax to consider navigating the challenges and opportunities of agentic AI in compliance. In this episode, we explore the rapidly evolving landscape of Agentic AI and its implications for compliance professionals. Agentic AI, defined as AI that acts autonomously rather than just responding to prompts, presents both significant opportunities and challenges. The technology can optimize risk management and compliance workflows, but it also introduces complexities around accountability, transparency, and oversight. We discuss recent real-world examples of Agentic AI in use, such as in banks and tax agencies, and highlight the potential risks like autonomous collusion and AI agents making unethical decisions. The episode emphasizes the need for compliance teams to shift from monitoring human activities to overseeing intelligent systems, ensuring the establishment of proper guardrails. We also delve into new roles emerging in this landscape, such as AI ethics coaches and agent supervisors, and the importance of human intervention to verify AI decisions. Join the discussion to understand how to navigate this transformative technology responsibly and effectively. Key Highlights · Defining Agent AI · Implications for Compliance and Ethics · Challenges and Risks of Agent AI · Real-Time Compliance and Risk Management · Human Oversight and AI Governance Resources Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    14 分
  • Steph Holmes on the Intersection of AI and Compliance

    Steph Holmes on the Intersection of AI and Compliance
    2025/11/21
    What is the intersection of AI and compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. Today, Tom looks at the current Intersection of AI and Compliance with Steph Holmes, a long-time friend and Director, Ethics and Compliance Strategy at the EQS Group. They discuss the evolving role of AI in corporate compliance, emphasizing its key role in modernizing compliance programs. Steph elaborates on the importance of evidence-based assessments of AI capabilities, the impact of AI on operational efficiency, and the need for human oversight in AI processes. She highlights EQS's comprehensive AI performance test, which evaluated various AI models against multiple compliance tasks. The discussion also covers practical steps for compliance professionals to begin their AI adoption journey, as well as the necessity of continuous monitoring and risk-based evaluation to ensure effective AI deployment. Key highlights: Steph Holmes’ Role at EQS Group AI in Compliance: Current Landscape AI Performance Test Report The Messy Middle of Compliance and AI Human Oversight in AI Implementation Resources: Steph Holmes on LinkedIn EQS Group LinkedIn Where in the Loop: Corporate Compliance Insights EQS Website EQS Benchmark Report: AI Performance in Compliance & Ethics Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    31 分
  • Future-Proofing Compliance with AI: Strategies for 2026 and Beyond

    Future-Proofing Compliance with AI: Strategies for 2026 and Beyond
    2025/11/07
    What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. Vince Walden, founder and CEO of KonaAI and Dr. Hemma Lomax, Head of Business Integrity at Docusign discuss the evolving landscape of compliance and the increasing role of AI and automation. They highlight the need to modernize due diligence processes, reducing large, repetitive tasks down to streamlined operations using AI. A key focus is the innovative use of AI agents proposed by Hemma, likening them to digital employees, with personalized job descriptions and onboarding plans aimed at enhancing efficiency and unleashing human talent. Vince shares practical examples of how AI can transform compliance functions by leveraging data insights from various sources like investigations, third-party risks, and employee surveys. The episode encourages compliance professionals to dream big about the future, embrace AI-driven innovation, and crowdsource intelligence to bridge the gap towards more efficient and intelligent compliance practices. Key highlights: Introduction to Modern Due Diligence The Role of AI in Compliance Creating and Managing AI Agents Empowering Teams with AI Real-World Applications and Examples Resources: konaAI Vince Walden on LinkedIn Dr. Hemma Lomax on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    31 分
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