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  • Investigative Challenges

    Investigative Challenges
    2025/12/19
    Welcome to "Compliance Tip of the Day," the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you're a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let's make compliance a little less daunting, one tip at a time. This week we have considered issues relating to your internal investigations. Today we conclude with a review of some investigative challenges you may face. For more on this topic, check out The Compliance Handbook, a Guide to Operationalizing your Compliance Program, 6th edition which was recently released by LexisNexis. It is available here.
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    6 分
  • Your Investigative Team

    Your Investigative Team
    2025/12/18
    Welcome to "Compliance Tip of the Day," the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you're a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let's make compliance a little less daunting, one tip at a time. This week we continue our consideration of issues relating to your internal investigations. Today we consider who should be on your investigative team. For more on this topic, check out The Compliance Handbook, a Guide to Operationalizing your Compliance Program, 6th edition which was recently released by LexisNexis. It is available here.
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    6 分
  • Selection of Investigative Counsel

    Selection of Investigative Counsel
    2025/12/17
    Welcome to "Compliance Tip of the Day," the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you're a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let's make compliance a little less daunting, one tip at a time. This week are considering issues relating to your internal investigations. Today we review your decision of selection of your investigative counsel. For more on this topic, check out The Compliance Handbook, a Guide to Operationalizing your Compliance Program, 6th edition which was recently released by LexisNexis. It is available here.
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    6 分
  • Preparing for an Investigation

    Preparing for an Investigation
    2025/12/16
    Welcome to "Compliance Tip of the Day," the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you're a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let's make compliance a little less daunting, one tip at a time. We continue our consideration of issues relating to your internal investigations. Today we look discuss now to prepare for an investigation. For more on this topic, check out The Compliance Handbook, a Guide to Operationalizing your Compliance Program, 6th edition which was recently released by LexisNexis. It is available here.
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    6 分
  • Your Investigative Protocol

    Your Investigative Protocol
    2025/12/15
    Welcome to "Compliance Tip of the Day," the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you're a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let's make compliance a little less daunting, one tip at a time. This week we will consider issues relating to your internal investigations. Today we begin with a consideration of your investigative protocol. For more on this topic, check out The Compliance Handbook, a Guide to Operationalizing your Compliance Program, 6th edition which was recently released by LexisNexis. It is available here.
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    6 分
  • Ethical Deployment of AI Powered Controls

    Ethical Deployment of AI Powered Controls
    2025/12/12
    Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice for navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, we aim to provide you with bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time. We conclude our week on internal controls by considering the ethical deployment of AI-powered internal controls. For more on this topic, check out The Compliance Handbook: A Guide to Operationalizing your Compliance Program, 6th edition, which LexisNexis recently released. It is available here.
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    6 分
  • What are AI Powered Internal Controls?

    What are AI Powered Internal Controls?
    2025/12/11
    Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice for navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, we aim to provide you with bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time. This week, we return to one of my favorite topics in compliance: internal controls. Yesterday, we outlined the need for monitoring internal controls. Today, we bear discussing AI-powered internal controls. For more on this topic, check out The Compliance Handbook: A Guide to Operationalizing your Compliance Program, 6th edition, which LexisNexis recently released. It is available here.
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    6 分
  • Improvement of Internal Controls

    Improvement of Internal Controls
    2025/12/10
    Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice for navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, we aim to provide you with bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time. This week, we return to one of my favorite topics in compliance: internal controls. Yesterday, we outlined the need for monitoring internal controls. Today, we discuss improvements to internal controls after monitoring. For more on this topic, check out The Compliance Handbook: A Guide to Operationalizing your Compliance Program, 6th edition, which LexisNexis recently released. It is available here.
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    6 分