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Adventures in Compliance

Adventures in Compliance

著者： Thomas Fox
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 Do you love the world's greatest consulting detective? If you do and you practice compliance, this is the podcast for you. In this periodic podcast series, Tom Fox, the Compliance Evangelist and the Voice of Compliance, explores the intersection of Sherlock Holmes and compliance. He uses the Holmes oeuvre to discuss key points of any best practices compliance program, business ethics and corporate culture. So sit back, listen in as the game is afoot.Thomas Fox 経済学
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  • The Novels-The Valley of Fear, Introduction and Compliance Lessons Learned

    The Novels-The Valley of Fear, Introduction and Compliance Lessons Learned
    2025/08/04
    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season I will take a deep dive into each novel over a four part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles and The Valley of Fear. For the month of August, we conclude this Season with a deep dive into the least well known of the Sherlock Holmes’ novels, The Valley of Fear. In this episode, Timothy and Fiona explore unconventional wisdom for modern corporate compliance by examining Sir Arthur Conan Doyle's classic detective novel, The Valley of Fear. They discuss how Sherlock Holmes' investigative strategies, like proactive scenario analysis, understanding complex interconnections, and creating robust internal controls, can enhance compliance practices. The episode emphasizes the importance of continuous monitoring, protecting whistleblowers, upholding ethical leadership, and embracing a culture of continuous improvement, drawing parallels between Holmes' methods and practical compliance management. Key Highlights · Introduction and the Story · Sherlock Holmes and Corporate Compliance · Holmes' Proactive Scenario Analysis · Continuous Monitoring and Vigilance · Ethical Leadership and Corporate Governance Resources The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    20 分
  • The Novels - The Hound of the Baskervilles: Uncovering M&A Compliance Lessons

    The Novels - The Hound of the Baskervilles: Uncovering M&A Compliance Lessons
    2025/07/28
    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over the course of this season, Tom Fox will take a deep dive into each novel in a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. For the month of July, we are considering lessons from The Hound of the Baskervilles. Today, Timothy and Fiona are back to consider the pre- and post-acquisition M&A lessons from the novel. This episode explores the fascinating parallels between Sir Arthur Conan Doyle’s ‘The Hound of the Baskervilles‘ and modern corporate compliance. By examining Sherlock Holmes’ meticulous investigative methods, we gain critical insights into due diligence, compliance integration, and forensic investigations. Discover how to apply Sherlockian principles to proactively prevent corruption, foster an ethical corporate environment, and transform potential liabilities into assets. We break down these ideas into three stages: pre-acquisition due diligence, post-acquisition training and integration, and the handling of forensic investigations when issues arise. Highlights include: Pre-Acquisition Due Diligence: The Sherlockian Approach Post-Acquisition Integration: Building a Baskerville Hall of Compliance Forensic Investigations: Swift and Evidence-Based Responses Conclusion: Applying Sherlockian Insights to Modern Compliance Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Sherlock Holmes, The Novels with an introduction by Michael Dirda Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    14 分
  • The Novels - The Hound of the Baskervilles: Uncovering Compliance - Lessons from The Hound of the Baskervilles

    The Novels - The Hound of the Baskervilles: Uncovering Compliance - Lessons from The Hound of the Baskervilles
    2025/07/14
    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season Tom will take a deep dive into each novel over a four part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles and The Valley of Fear. For the month of July we are considering lessons from The Hound of the Baskervilles. Fiona and Timothy are back to extract five key compliance lessons from the story, including combating complacency, effective data use, maintaining objectivity, transparent communication, and ethical culture. These principles, drawn from a Victorian mystery, prove profoundly relevant for modern corporate compliance. Highlights include: Overview of Compliance Lessons from Sherlock Holmes Lesson 1: Avoiding Complacency Lesson 2: Power of Effective Data and Evidence Lesson 3: Independence and Objectivity Lesson 4: Transparent Communication and Reporting Lesson 5: Importance of Culture and Ethics Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Sherlock Holmes, The Novels, with an introduction by Michael Dirda Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    16 分
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