エピソード

  • 10 For 10: ⁠Top Compliance Stories For the Week Ending June 14, 202⁠⁠5

    10 For 10: ⁠Top Compliance Stories For the Week Ending June 14, 202⁠⁠5
    2025/06/14
    Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. · What does the crash mean for Boeing? (BBC) · 4 questions to ask employees. (WSJ) · CITGO auction date extended (yet again). (Reuters) · Rubio pressing DOJ to investigate Harvard. (NYT) · Memo on Guidelines for Investigation and Enforcement of the FCPA · US gets visibility into Swiss banking clients. (FT) · Brad Bondi loses DC Bar election. (Reuters) · EU levies fresh sanctions on Nord pipeline. (NYT) · EU wants to add to Russian sanctions. (FT) · Trump Administration trying to water down Russian sanctions. (WSJ) You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn You can purchase a copy of my new book, Upping Your Game, on Amazon.com
    続きを読む 一部表示
    10 分
  • 10 For 10: Top Compliance Stories For the Week Ending June 7, 2025

    10 For 10: Top Compliance Stories For the Week Ending June 7, 2025
    2025/06/07
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance stories that compliance professionals need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be mindful of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by Tom Fox, the Voice of Compliance. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Why the Wells Fargo asset cap was a good punishment. (Bloomberg) Wells Fargo has an asset cap lifted. (WSJ) More millennials and Gen Zers as middle managers. (BusinessInsider) Swiss banking reforms for UBS are announced. (FT) More spying and corruption at EcoPetrol. (Bloomberg) Goldman’s letter sways Leissner’s sentencing judge. (Bloomberg) Google to invest $500 million in compliance. (Reuters) Tesla tells employees that poor culture is their responsibility. (WSJ) More spy claims in HR SaaS battle. (FT) AI and Thought Leadership. (FT) You can check out the Daily Compliance News for four curated compliance- and ethics-related stories each day here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn You can purchase a copy of my new book, Upping Your Game, on Amazon.com
    続きを読む 一部表示
    10 分
  • 10 For 10: Top Compliance Stories For the Week Ending May 31, 2025

    10 For 10: Top Compliance Stories For the Week Ending May 31, 2025
    2025/05/31
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professionals and compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. UK freezes asset of son of former Bangladeshi PM. (FT) Boeing’s compliance plan is to create a hotline. (WSJ) EY is negligent in missing $3bn fraud, court told. (Reuters) Ghana closes US Embassy over corruption allegations. (Africa News) Don’t tell the truth on your employee satisfaction survey. (Business Insider) Trump pardons VA. Sheriff convicted of bribery. (Bloomberg) Tim Leissner sentenced. (Bloomberg) Uyghurs are being moved around China. (NYT) ECB Kazimir convicted of bribery. (Bloomberg) Indonesia is investigating oil traders for corruption. (Bloomberg)
    続きを読む 一部表示
    10 分
  • 10 For 10: Top Compliance Stories For the Week Ending May 24, 2025

    10 For 10: Top Compliance Stories For the Week Ending May 24, 2025
    2025/05/24
    Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. · UK freezes asset of son of former Bangladeshi PM. (FT) · Boeing’s compliance plan, create hotline. (WSJ) · EY negligent in missing $3bn fraud, court told. (Reuters) · CEOs afraid to discuss tariffs and garner Trump ire. (NYT) · When is a bribe a gift? (FT) · Export controls for chips have backfired. (NYT) · Matt Levine on the ‘Trump and Dump’ strategies used by cryptos. (Bloomberg) · More corruption allegations against ex-Malaysia PM. (Bloomberg) · Former US Navy Number 2 convicted of corruption. (YaHoo.com) · Don’t use Huawei chips. (Bloomberg) You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn You can purchase a copy of my new book, Upping Your Game, on Amazon.com
    続きを読む 一部表示
    10 分
  • 10 For 10: Top Compliance Stories For the Week Ending May 17, 2025

    10 For 10: Top Compliance Stories For the Week Ending May 17, 2025
    2025/05/17
    Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. · Malaysia wants Tim Leissner. (WSJ) · The $100K in cash deposit. (WSJ) · Broader DOJ whistleblower program announced. (WSJ) · Google faces massive antitrust lawsuit in Italy. (WSJ) · Apple says punishment for its illegal acts unfair. (BBC) · Insurance cover for chatbot based losses. (FT) · Adani tries to settle corruption case. (Bloomberg) · Is the gift of a jet plane corruption. (NYT) · Will SEC overturn bans and suspensions? (Reuters) · GOP wants to ban state regulation of AI. (Bloomberg) · What is risk paralysis. (FT) You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn You can purchase a copy of my new book, Upping Your Game, on Amazon.com
    続きを読む 一部表示
    10 分
  • 10 For 10: Top Compliance Stories For the Week Ending May 10, 2025

    10 For 10: Top Compliance Stories For the Week Ending May 10, 2025
    2025/05/10
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Malaysia wants Tim Leissner. (WSJ) Aussie regulator goes after Macquarie Bank for corruption. (Reuters) Only $1MM in legal fees for a Presidential pardon. (Bloomberg) UnitedHealth sued over response to exec’s death. (Reuters) The EU Parliament cracks down on lobbyists. (Politico) Adani tries to settle the corruption case. (Bloomberg) Albemarle gets out of the DPA early. (ComplianceWeek) Whistleblower payments coming to the UK? (FT) Amtrak bribery scandal. (Railway Supply) China likens ABC to preparing for war. (South China Morning Post) You can check out the Daily Compliance News for four curated compliance- and ethics-related stories each day here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn You can purchase a copy of my new book, Upping Your Game, on Amazon.com
    続きを読む 一部表示
    10 分
  • 10 For 10: Top Compliance Stories For the Week Ending, May 3, 2025

    10 For 10: Top Compliance Stories For the Week Ending, May 3, 2025
    2025/05/03
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. CW 25 Wrap-Up (Compliance Week) Elizabeth Warren with 100 days of Trump corruption. (HuffPost) House wants to strip the FTC of antitrust work. (Reuters) SFO issues corporate cooperation guidance. (SFO Press Release) The man who posed as CCO was found guilty of fraud. (Bloomberg) Gen Z wants RTO. (FT) Santos sobs at sentencing. (The Daily Beast) Can the Feds win a bribery trial? (Chicago Sun-Times) Wells Fargo nears full regulatory relief. (Reuters) SFO plans to explore whistleblower rewards in fraud crackdown (Scottish Financial News) You can check out the Daily Compliance News for four curated compliance- and ethics-related stories each day here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn You can purchase a copy of my new book, Upping Your Game, on Amazon.com.
    続きを読む 一部表示
    10 分
  • 10 For 10: Top Compliance Stories For the Week Ending April 26, 2025

    10 For 10: Top Compliance Stories For the Week Ending April 26, 2025
    2025/04/26
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. New book on the use of AI in Compliance. (Amazon) Trump now sues law firms for representing clients or issues he disapproves of. (Reuters) EU fines Meta and Apple for anti-trust violations. (FT) DOJ wipes out crypto enforcement. (WSJ) 3 Adams prosecutors resign rather than lie. (NYT) In UAE, AI writes the laws. (CIO) China built a Nepali airport through corruption. (NYT) US banks urged to pull from Chinese securities offerings. (WSJ) Binance gets compliance. (Bitcoin.com News) Jaime Dimon says to tighten up meetings. (FT) You can check out the Daily Compliance News, which features four curated compliance and ethics stories each day, here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn You can purchase a copy of my new book, Upping Your Game, on Amazon.com.
    続きを読む 一部表示
    10 分