Our host, Scott P. Gill, was recently featured on The Advisors Edge Podcast with Rob Jacomen & Chad Ramburg.

They talk about going from being a solopreneur to building and scaling a successful firm, and the difficulties that business owners face when facing decisions they can't directly impact. Scott recommends having a strategy for the things you don't control and encourages swift and confident decision making to prevent bottlenecks.

The use of sub-advisers and third-party managers can be a major value add for firms that offer portfolio management. However, if not implemented correctly, using an outside service could lead to regulatory examination deficiencies.

Listen in as host Scott P. Gill and compliance consultant, Eric Moeller, talk about the three areas of compliance to consider before making changes to your firm's operations.

In this episode, small business and IT expert, Marc Gibson, joins host, Scott P. Gill, to talk about the difference between risk and security. It's critical for business owners to understand their separate functions, and how they each relate to a firm's compliance program.

Marc is the CEO and Lead Strategist of DThree Technologies. Founded in 2019, their mission is to empower entrepreneurs through technology.