Episode 10: FCA-Ready- Practical AML Lessons for Law Firms from the Banking World
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Episode 10: FCA-Ready- Practical AML Lessons for Law Firms from the Banking World
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概要
What would it mean for law firms if AML supervision shifted from the SRA to the FCA? And what can the legal sector learn from financial services right now?
In this episode of The AML Clinic Podcast, Michelle is joined by Chantelle Obatolu, Financial Crime Specialist and Assistant Vice President in AML at Sumitomo Mitsui Banking Corporation. With extensive experience across global banks and consulting firms, Chantelle shares practical insight into how the FCA approaches AML supervision in practice.
They discuss:
- The FCA’s supervisory style and what reviews look like in reality
- How deep the FCA goes into governance, systems, culture, and files
- AML reporting expectations and how data drives supervision
- Senior accountability under the SMCR
- What effective remediation looks like
- What law firms can do now to be “FCA-ready”
Whether or not formal change happens, expectations around accountability, evidence, and risk management are rising. This episode offers clear, practical lessons for MLROs, compliance leaders, and law firm decision-makers navigating an evolving regulatory landscape.
Tune in to stay informed, stay compliant, and stay ahead.