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  • Securities Regulation and Enforcement Series - Season 2 Finale: A Year of Change, Challenges, and What Comes Next
    2025/12/17
    In the final episode of Season 2, Valerie Mirko, Partner at Armstrong Teasdale LLP and leader of the firm’s Securities Regulation and Litigation Practice, joins William Nelson, Director of Public Policy and Associate General Counsel at the Investment Adviser Association, to recap a truly momentous year - one that brought a new administration, a new SEC Chairman, and the longest government shutdown in history. Valerie and William reflect on key themes and conversations from throughout the season, revisiting episodes on digital assets, artificial intelligence, corporate governance, and SEC examination and enforcement priorities. They also look ahead to 2026, offering insights into what the next six to twelve months may hold for the regulatory and policy landscape. To close out the season, we extend a heartfelt thank-you to all our incredible guests, to the D.C. Bar, and to you - our listeners - for your support and for making this podcast possible.Past Episodes of this Series:When Washington Stops: What the 2025 Shutdown Means for the SEC and Congress Going Forward (11/19/2025)⁠⁠The SEC’s New Direction: Enforcement and Governance in Focus⁠⁠ (10/22/25) ⁠⁠⁠From Memecoins to Custody: What Firms Need to Know About Crypto⁠⁠⁠ (9/24/25)⁠⁠⁠⁠Corp Fin in Flux: What the SEC’s Latest Moves Mean for Issuers and Investors⁠⁠⁠⁠ (8/13/25)⁠⁠⁠⁠⁠AI in the Investment Adviser Industry⁠⁠⁠⁠⁠ (7/16/25) ⁠⁠⁠⁠⁠Harnessing AI: What Attorneys and Financial Industry Professionals Need to Know⁠⁠⁠⁠⁠ (6/18/25)⁠⁠⁠⁠⁠SEC Leadership, Crypto Policy, and FINRAs Regulatory Refresh⁠⁠⁠⁠⁠ (5/21/25)⁠⁠⁠⁠⁠New Leadership, New Priorities: Paul Atkins at the SEC⁠⁠⁠⁠⁠ (4/23/25)⁠⁠⁠⁠⁠How the New Administration and Congress Will Shape the SEC⁠⁠⁠⁠⁠ (3/26/25)⁠⁠⁠⁠⁠Reflecting on 30 years of the Private Securities Litigation Reform Act⁠⁠⁠⁠⁠ (2/26/25)⁠⁠⁠⁠⁠Insights on SEC Transition and Policy Priorities with Pete Driscoll⁠⁠⁠⁠⁠ (2/5/25)Please note, the positions and opinions expressed by the speakers are strictly their own, and do not necessarily represent the views of their employers, nor those of the D.C. Bar, its Board of Governors or co-sponsoring Communities and organizations.
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    37 分
  • The Plight of Political Prisoners
    2025/12/10

    Repressive regimes throughout the world are increasingly relying on political imprisonment to silence opposition and dissent. In this episode, Brian Tronic, Director of the Fred Hiatt Program to Free Political Prisoners at Freedom House, will discuss what a "political prisoner" is; the prevalence of political imprisonment and key countries of concern; common issues political prisoners face and violations they experience; and advocacy strategies for their release. He will be joined by Talia Khattak, the daughter of Pakistani political prisoner Idris Khattak, who will share her father's story and what it is like when a family member becomes a political prisoner.


    To learn more or get involved, email tronic@freedomhouse.org.


    Please note, the positions and opinions expressed by the speakers are strictly their own, and do not necessarily represent the views of their employers, nor those of the D.C. Bar, its Board of Governors or co-sponsoring Communities and organizations.

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    33 分
  • Securities Regulation and Enforcement Series - When Washington Stops: What the 2025 Shutdown Means for the SEC and Congress Going Forward
    2025/11/19
    In this episode of Season 2, A. Valerie Mirko, Partner at Armstrong Teasdale LLP and leader of the firm’s Securities Regulation and Litigation Practice, joins William Nelson, Director of Public Policy and Associate General Counsel at the Investment Adviser Association, to break down the ripple effects of the unprecedented 2025 government shutdown. The episode was recorded as the 43-day shutdown was nearing its end, during a period of uncertainty about the exact timing of its resolution. In this episode, Valerie and William focus on what the shutdown means for the months ahead. William explores how postponed or cancelled Congressional hearings are slowing momentum on potential legislation, and why we’re unlikely to see any new SEC rule proposals in 2025. Valerie walks through the expected delays to the SEC’s examination and enforcement priorities—typically released by year-end—which now appear more likely to slip into 2026. Together, they unpack why the full impact of the shutdown on policy and rulemaking will take time to fully emerge, and what investment advisers, broker-dealers and public companies should be watching for next.Past Episodes of this Series:⁠The SEC’s New Direction: Enforcement and Governance in Focus⁠ (10/22/25) ⁠⁠From Memecoins to Custody: What Firms Need to Know About Crypto⁠⁠ (9/24/25)⁠⁠⁠Corp Fin in Flux: What the SEC’s Latest Moves Mean for Issuers and Investors⁠⁠⁠ (8/13/25)⁠⁠⁠⁠AI in the Investment Adviser Industry⁠⁠⁠⁠ (7/16/25) ⁠⁠⁠⁠Harnessing AI: What Attorneys and Financial Industry Professionals Need to Know⁠⁠⁠⁠ (6/18/25)⁠⁠⁠⁠SEC Leadership, Crypto Policy, and FINRAs Regulatory Refresh⁠⁠⁠⁠ (5/21/25)⁠⁠⁠⁠New Leadership, New Priorities: Paul Atkins at the SEC⁠⁠⁠⁠ (4/23/25)⁠⁠⁠⁠How the New Administration and Congress Will Shape the SEC⁠⁠⁠⁠ (3/26/25)⁠⁠⁠⁠Reflecting on 30 years of the Private Securities Litigation Reform Act⁠⁠⁠⁠ (2/26/25)⁠⁠⁠⁠Insights on SEC Transition and Policy Priorities with Pete Driscoll⁠⁠⁠⁠ (2/5/25)Please note, the positions and opinions expressed by the speakers are strictly their own, and do not necessarily represent the views of their employers, nor those of the D.C. Bar, its Board of Governors or co-sponsoring Communities and organizations.
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    17 分
  • U.S. PIRG's Advocacy for "Right to Repair" Laws
    2025/11/05

    U.S. PIRG's Federal Legislative Director, Isaac Bowers, discusses his organization's advocacy for "right to repair" at the state and federal level, including for the military. Such laws guarantee access to parts, tools, and service information for an array of products, from military ships and planes to consumer electronics and general consumer goods. D.C. does not yet have a comprehensive right to repair law. Don Allen Resnikoff moderates.


    Please note, the positions and opinions expressed by the speakers are strictly their own, and do not necessarily represent the views of their employers, nor those of the D.C. Bar, its Board of Governors or co-sponsoring Communities and organizations.

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    25 分
  • Securities Regulation and Enforcement Series - The SEC’s New Direction: Enforcement and Governance in Focus
    2025/10/22

    In this episode of Season 2, A. Valerie Mirko, Partner at Armstrong Teasdale LLP and leader of the firm’s Securities Regulation and Litigation Practice, joins William Nelson, Director of Public Policy and Associate General Counsel at the Investment Adviser Association, to discuss the ongoing government shutdown and two recent speeches by SEC Chairman Paul Atkins on enforcement and corporate governance.


    Chairman Atkins has announced plans to revamp the SEC’s Wells process, aiming to make the agency more transparent in sharing investigative findings and to give firms greater opportunity to respond before enforcement actions move forward.


    He also signaled a potential shift in the shareholder proposal framework under Exchange Act Rule 14a-8, suggesting the SEC may allow companies to exclude precatory, or non-binding, shareholder proposals - a move that could reshape how corporate governance issues reach the ballot.


    Finally, Valerie and William explore the implications of the government shutdown, noting that its full impact on rulemaking and policy may take time to unfold.


    Past Episodes of this Series:

    From Memecoins to Custody: What Firms Need to Know About Crypto (9/24/25)

    ⁠Corp Fin in Flux: What the SEC’s Latest Moves Mean for Issuers and Investors⁠ (8/13/25)

    ⁠⁠AI in the Investment Adviser Industry⁠⁠ (7/16/25)

    ⁠⁠Harnessing AI: What Attorneys and Financial Industry Professionals Need to Know⁠⁠ (6/18/25)

    ⁠⁠SEC Leadership, Crypto Policy, and FINRAs Regulatory Refresh⁠⁠ (5/21/25)

    ⁠⁠New Leadership, New Priorities: Paul Atkins at the SEC⁠⁠ (4/23/25)

    ⁠⁠How the New Administration and Congress Will Shape the SEC⁠⁠ (3/26/25)

    ⁠⁠Reflecting on 30 years of the Private Securities Litigation Reform Act⁠⁠ (2/26/25)

    ⁠⁠Insights on SEC Transition and Policy Priorities with Pete Driscoll⁠⁠ (2/5/25)


    Please note, the positions and opinions expressed by the speakers are strictly their own, and do not necessarily represent the views of their employers, nor those of the D.C. Bar, its Board of Governors or co-sponsoring Communities and organizations.



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    27 分
  • Making Litigation Less Complex, More Efficient, and Just
    2025/10/15

    Retired Judges Thomas Moukawsher and Bennett Rushkoff speak on the role of dynamic judges in guiding the course of litigation so that it moves efficiently to a reasonable and just conclusion.
    Judge Moukawsher is the author of "The Common Flaw: Needless Complexity in the Courts and 50 Ways to Reduce It." The book critiques the complexity of modern litigation and judicial practices and proposes a series of suggestions to bring greater efficiency to court proceedings, as well as greater public respect for the courts.
    Judge Rushkoff brings to bear his experience as an D.C. Administrative Law Judge, where the guiding role of the judge is very important.
    The discussion is moderated by Don Allen Resnikoff of the D.C. Bar Public Interest and Courts Community.


    Please note, the positions and opinions expressed by the speakers are strictly their own, and do not necessarily represent the views of their employers, nor those of the D.C. Bar, its Board of Governors or co-sponsoring Communities and organizations.

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    31 分
  • Intersections: A Conversation with Blue Horizon Founder, Lorraine Spradley Wilson
    2025/10/08

    In this latest episode of the series, "Intersections: Energy and Environmental Issues in Law and Tech," Cathy Pagano of the Women's Bar Association of D.C. (WBA) interviews Lorraine Spradley Wilson, Founder and Strategic Advisor at Blue Horizon.
    Lorraine explains how she founded Blue Horizon, a DC based advisory firm that helps organizations from early-stage startups to nonprofits, achieve sustainable growth. She also explains how thoughtful sustainability reporting and the resulting data help these organizations become more resilient and successful. In addition, Lorraine shares resources for organizations starting this process.


    Please note, the positions and opinions expressed by the speakers are strictly their own, and do not necessarily represent the views of their employers, nor those of the D.C. Bar, its Board of Governors or co-sponsoring Communities and organizations.

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    25 分
  • Securities Regulation and Enforcement Series - From Memecoins to Custody: What Firms Need to Know About Crypto
    2025/09/24

    In this episode of Season 2, A. Valerie Mirko, Partner at Armstrong Teasdale LLP and leader of the firm’s Securities Regulation and Litigation Practice, joins William Nelson, Director of Public Policy and Associate General Counsel at the Investment Adviser Association, for a timely discussion with David Adams, Member at Mintz, on the evolving world of crypto assets.

    As crypto moves further into the mainstream, investment advisers and broker-dealers face both new opportunities and heightened regulatory scrutiny. The conversation covers how the SEC and FINRA currently view crypto—from memecoins and mining to stablecoins—and what to expect from upcoming SEC rulemaking over the next 6–12 months.

    The episode also explores how advisers are using crypto today, whether as investment products, portfolio diversifiers, or tokenized assets, and examines the fiduciary-duty challenges that come with digital assets. On the compliance front, the discussion highlights how firms can prepare for examinations and enforcement, with special attention to custody - the top concern for many advisers.

    Finally, the group looks ahead with practical guidance for advisers and broker-dealers considering crypto products, offering insights to help navigate this fast-changing landscape.


    Past Episodes of this Series:

    Corp Fin in Flux: What the SEC’s Latest Moves Mean for Issuers and Investors (8/13/25)

    ⁠AI in the Investment Adviser Industry⁠ (7/16/25)

    ⁠Harnessing AI: What Attorneys and Financial Industry Professionals Need to Know⁠ (6/18/25)

    ⁠SEC Leadership, Crypto Policy, and FINRAs Regulatory Refresh⁠ (5/21/25)

    ⁠New Leadership, New Priorities: Paul Atkins at the SEC⁠ (4/23/25)

    ⁠How the New Administration and Congress Will Shape the SEC⁠ (3/26/25)

    ⁠Reflecting on 30 years of the Private Securities Litigation Reform Act⁠ (2/26/25)

    ⁠Insights on SEC Transition and Policy Priorities with Pete Driscoll⁠ (2/5/25)


    Please note, the positions and opinions expressed by the speakers are strictly their own, and do not necessarily represent the views of their employers, nor those of the D.C. Bar, its Board of Governors or co-sponsoring Communities and organizations.


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    35 分