Key topics include:

-The core differences between direct affiliation and OSJ / enterprise models.

-Why payout percentages don’t tell the full financial story.

-How scale, support, and service models impact long-term net income.

-When outsourcing operations can accelerate growth - and when it doesn’t.

-How larger teams and solo practitioners should think differently about affiliation.

-Why affiliation decisions are business decisions, not just platform decisions.

Whether you’re considering independence for the first time, reassessing your current setup, or planning your next stage of growth, this episode offers a clear, practical framework to help you evaluate your options and avoid costly mistakes.

Learn more about our companies and resources:

-Elite Consulting Partners | Financial Advisor Transitions: https://eliteconsultingpartners.com

-Elite Marketing Concepts | Marketing Services for Financial Advisors: https://elitemarketingconcepts.com

-Elite Advisor Successions | Advisor Mergers and Acquisitions: https://eliteadvisorsuccessions.com

-JEDI Database Solutions | Technology Solutions for Advisors: https://jedidatabasesolutions.com

Listen to more Advisor Talk episodes: https://eliteconsultingpartners.com/podcasts/

Key topics covered include:

-How to match CRM platforms to firm size, growth trajectory, and long-term vision.

-Why integration and automation are critical to improving operational efficiency.

-The differences in analytics, reporting, and dashboards across Redtail, Wealthbox, and Salesforce.

-How clean, connected data enhances client experience and firm value.

-Why advisors should “run their business as if they’re selling it tomorrow”.

This episode offers practical insight for advisors who are evaluating a CRM for the first time, considering a platform change, or simply want to understand how better data strategy can unlock more time, clarity, and growth.

Download our whitepaper here: https://jedidatabasesolutions.com/resources/

Learn more about our companies and resources:

-Elite Consulting Partners | Financial Advisor Transitions: https://eliteconsultingpartners.com

-Elite Marketing Concepts | Marketing Services for Financial Advisors: https://elitemarketingconcepts.com

-Elite Advisor Successions | Advisor Mergers and Acquisitions: https://eliteadvisorsuccessions.com

-JEDI Database Solutions | Technology Solutions for Advisors: https://jedidatabasesolutions.com

Listen to more Advisor Talk episodes: https://eliteconsultingpartners.com/podcasts/Key topics covered include:

Show Highlights Include:

00:00 – Introduction & Why These Topics Matter
Frank and Stacey explain why this episode focuses on the six themes that got the most traction from advisors in 2025.

03:28 – Data as an Asset and Its Impact on Valuation
Why CRM, data quality, and accessibility now play a major role in how buyers evaluate advisory firms.

08:10 – Industry Consolidation and the LPL - Commonwealth Ripple Effect
How major M&A deals are reshaping recruiting packages, advisor leverage, and firm competition.

13:56 – Staying in the Driver’s Seat During Acquisitions
Why advisors should evaluate whether they would still choose their firm if given a clean slate.

17:04 – W-2 Models, Independence, and the “Swimming Upstream” Trend
The rise of independent W-2 structures and why some advisors are moving back toward them.

21:51 – Deal Evolution, Multiples, and Private Equity Reality Checks
What advisors need to understand about headline multiples, deal structures, and long-term control.

31:16 – From Practitioner to Entrepreneur
The mindset shift required to build scalable, enterprise-level advisory businesses.

36:37 – Marketing, Video, and the Cost of Inaction
Why visibility, authenticity, and decisive action are no longer optional for growth-focused advisors.

This episode is a practical, candid look at where the industry is today - and what advisors should be thinking about as they plan their next move.

Learn more about our companies and resources:

-Elite Consulting Partners | Financial Advisor Transitions:

https://eliteconsultingpartners.com

-Elite Marketing Concepts | Marketing Services for Financial Advisors:

https://elitemarketingconcepts.com

-Elite Advisor Successions | Advisor Mergers and Acquisitions:

https://eliteadvisorsuccessions.com

-JEDI Database Solutions | Technology Solutions for Advisors:

https://jedidatabasesolutions.com

Listen to more Advisor Talk episodes:

https://eliteconsultingpartners.com/podcasts/

Show highlights include:

-Why client experience and technology will be the primary differentiators for advisors in 2026.

-What a true CRM “health check” looks like and why clean data is the foundation of everything.

-How workflow automation and AI note-takers are reducing friction and reclaiming advisor time.

-The tradeoffs between all-in-one platforms and best-of-breed technology stacks.

-Why personalization at scale is becoming essential for modern advisory firms.

-How firms should think about cybersecurity, compliance, and regulatory readiness.

-The metrics and insights advisors should be tracking to better understand growth, profitability, and client value.

Brian and Sue make one thing clear: firms that treat technology as a strategic asset - not just a collection of tools - will be best positioned to grow, compete, and serve clients more effectively in 2026 and beyond.

Download our whitepaper here:

https://jedidatabasesolutions.com/resources/

Articles discussed today include:

https://www.deloitte.com/us/en/insights/industry/financial-services/financial-services-industry-outlooks/investment-management-industry-outlook.html

https://finance.yahoo.com/news/customer-satisfaction-individual-annuities-strained-120000029.html

https://www.investmentnews.com/fintech/summit-financial-massmutual-boost-advisor-appeal-with-growth-focused-tech/261873

Learn more about our companies and resources:

-Elite Consulting Partners | Financial Advisor Transitions:

https://eliteconsultingpartners.com

-Elite Marketing Concepts | Marketing Services for Financial Advisors:

https://elitemarketingconcepts.com

-Elite Advisor Successions | Advisor Mergers and Acquisitions:

https://eliteadvisorsuccessions.com

-JEDI Database Solutions | Technology Solutions for Advisors:

https://jedidatabasesolutions.com

Listen to more Advisor Talk episodes:

https://eliteconsultingpartners.com/podcasts/

Together, they explore practical decision points advisors should consider:

• The real implications of the $100M AUM threshold and the trade-offs between state and SEC registration

• When it may make sense to stay with an independent broker-dealer - especially if more than 20% of your revenue is still commission-based

• Why some RIAs are now “breaking away again” and rolling into larger platforms or supported-independence models

• The emotional and operational realities of dropping a Series 7, and how that can change your flexibility with media, branding, and marketing

Chuck also opens up about Sovereign’s “three doors” approach - including “Sovereign as a Service” - and how advisors can use incubation-style models to learn the RIA world before fully standing up their own firm. Frank underscores a central theme: there’s no universally “right” answer, only informed vs. uninformed decisions.

Resources:

Chuck’s LinkedIn: www.linkedin.com/in/charlesfailla

Chuck’s Websites: www.sovereignadvisorsolutions.com | www.goria.com

Elite Consulting Partners | Financial Advisor Transitions: https://eliteconsultingpartners.com

Elite Marketing Concepts | Marketing Services for Financial Advisors: https://elitemarketingconcepts.com

Elite Advisor Successions | Advisor Mergers and Acquisitions: https://eliteadvisorsuccessions.com

JEDI Database Solutions | Data Intelligence for Advisors: https://jedidatabasesolutions.com

Listen to more Advisor Talk episodes: https://eliteconsultingpartners.com/podcasts/

Follow us on LinkedIn: https://linkedin.com/company/eliteconsultingpartners

Show highlights include:

-AI note-takers and why 2025 is shaping up to be “the year of the note taker”.

-How advisors are using automation to reclaim time and improve meeting quality.

-Why organic growth is becoming a top priority for billion-dollar RIAs.

-The true indicators that it’s time to outgrow an entry-level CRM.

-How disconnected systems create hidden cost drains inside every firm.

-Why Salesforce is becoming the long-term “holy grail” for growth-minded advisors.

-The KPIs most advisors aren’t tracking - but should.

Brian and Sue make one thing clear: the firms winning today are the ones treating CRM as the engine of the entire business - the system where data, insights, efficiency, and client experience all come together.

Download our whitepaper here: https://jedidatabasesolutions.com/resources/

Articles discussed today include:

https://www.deloitte.com/us/en/insights/industry/financial-services/financial-services-industry-outlooks/investment-management-industry-outlook.html

https://finance.yahoo.com/news/customer-satisfaction-individual-annuities-strained-120000029.html?

https://www.investmentnews.com/fintech/summit-financial-massmutual-boost-advisor-appeal-with-growth-focused-tech/261873?

Learn more about our companies and resources:

-Elite Consulting Partners | Financial Advisor Transitions: https://eliteconsultingpartners.com

-Elite Marketing Concepts | Marketing Services for Financial Advisors: https://elitemarketingconcepts.com

-Elite Advisor Successions | Advisor Mergers and Acquisitions: https://eliteadvisorsuccessions.com

-JEDI Database Solutions | Technology Solutions for Advisors: https://jedidatabasesolutions.com

Listen to more Advisor Talk episodes: https://eliteconsultingpartners.com/podcasts/

Frank and Jon unpack:

• Why today's competitive landscape means growth-motivated buyers must approach deals differently.

• The three core reasons advisors pursue acquisitions - and which ones actually lead to long-term success.

• How leverage, bank financing, and EBITDA-based lending really work in practice.

• Why “fixer-upper” books may offer the strongest ROI.

• How elite buyers win deals by understanding the emotional side of selling a practice.

• The art of creating a safe landing place for sellers, their teams, and their clients.

• Why phased buyouts and seller glide paths often create better retention and better economics for everyone.

Jon also shares numbers, structures, and stories that demystify the math behind buying a practice - and the mindset required to scale from practitioner to true enterprise builder.

If you're a buyer, seller, or advisor considering M&A in any form, this episode is a blueprint you can’t afford to miss.

Resources:

Jon Kuttin’s LinkedIn: www.linkedin.com/in/jonathankuttin

Elite Consulting Partners | Financial Advisor Transitions: https://eliteconsultingpartners.com

Elite Marketing Concepts | Marketing Services for Financial Advisors: https://elitemarketingconcepts.com

Elite Advisor Successions | Advisor Mergers and Acquisitions: https://eliteadvisorsuccessions.com

JEDI Database Solutions | Data Intelligence for Advisors: https://jedidatabasesolutions.com

Listen to more Advisor Talk episodes: https://eliteconsultingpartners.com/podcasts/

Follow us on LinkedIn: https://linkedin.com/company/eliteconsultingpartners

Key Highlights from the Episode:

0:00 – Introduction

0:44 – Future-proofing your CRM and architecting for scalability

2:23 – Why most CRMs fail when firms grow

5:08 – AI in CRMs: more than just dashboards

10:34 – Inside “Elite Genie” and how it supports advisors

11:48 – Why your CRM is really a data warehouse

14:05 – Integration-first architecture for efficiency and scale

25:19 – Data hygiene: the foundation of advisor valuations

33:15 – Overcoming skepticism around AI adoption

38:08 – A roadmap to future-proofing your tech stack

Resources:

Elite Consulting Partners | Financial Advisor Transitions: https://eliteconsultingpartners.com

Elite Marketing Concepts | Marketing Services for Financial Advisors: https://elitemarketingconcepts.com

Elite Advisor Successions | Advisor Mergers and Acquisitions: https://eliteadvisorsuccessions.com

JEDI Database Solutions | Data Intelligence for Advisors: https://jedidatabasesolutions.com

Listen to more Advisor Talk episodes: https://eliteconsultingpartners.com/podcasts/

Follow us on LinkedIn: https://linkedin.com/company/eliteconsultingpartners